-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bg+OEpkgHKOO8cN1T//R7iwP+YzJTxbnr4cr2rtutRPfNtCCdbuRYnOEniBYX3jF ErO1A+imflkljRePl5kkhQ== 0000892303-98-000012.txt : 19980218 0000892303-98-000012.hdr.sgml : 19980218 ACCESSION NUMBER: 0000892303-98-000012 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INDUSTRIAL SERVICES OF AMERICA INC /FL CENTRAL INDEX KEY: 0000004187 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 590172746 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-18317 FILM NUMBER: 98541046 BUSINESS ADDRESS: STREET 1: 7100 GRADE LN BLDG 4 STREET 2: P O BOX 32428 CITY: LOUISVILLE STATE: KY ZIP: 40232 BUSINESS PHONE: 5023681661 MAIL ADDRESS: STREET 1: 7100 GRADE LANE BLDG 4 STREET 2: P O BOX 32428 CITY: LOUISVILLE STATE: KY ZIP: 40232 FORMER COMPANY: FORMER CONFORMED NAME: ALSON INDUSTRIES INC DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: ALSON MANUFACTURING CO INC DATE OF NAME CHANGE: 19700920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLETTER HARRY CENTRAL INDEX KEY: 0001032707 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7100 GRADE LANE STREET 2: P.O. BOX 32428 CITY: LOUISVILLE STATE: KY ZIP: 40232 BUSINESS PHONE: 5023681661 SC 13G/A 1 KLETTER SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* INDUSTRIAL SERVICES OF AMERICA, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 456314 10 3 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 14 Pages CUSIP No. 456314 10 3 13G/A 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Harry Kletter ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 828,704 6. SHARED VOTING POWER - 0 - 7. SOLE DISPOSITIVE POWER 828,704 8. SHARED DISPOSITIVE POWER - 0 - 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 828,704 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 43.47% 12. TYPE OF REPORTING PERSON IN Page 2 of 14 Pages ITEM 1. NAME OF ISSUER (a),(b) The name of the issuer of the securities covered by this statement is Industrial Services of America, Inc. The issuer's principal executive offices are located at 7100 Grade Lane, Louisville, Kentucky 40213. ITEM 2. NAME OF PERSON FILING (a),(b),(c) The name of the person filing this statement is Harry Kletter, whose principal business address is 7100 Grade Lane, Louisville, Kentucky 40213. Mr. Kletter is a citizen of the United States. (d),(e) The title of the class of securities covered by this statement is Common Stock, no par value. The CUSIP Number of the Common Stock is 456314 10 3. ITEM 3. STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) Not applicable ITEM 4. OWNERSHIP (a),(b),(c) The number of shares of Common Stock beneficially owned by Mr. Kletter as of December 31, 1997 was 828,704 (43.47% of the total shares outstanding). All of such shares are held with sole voting power and sole power of disposition. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Pursuant to Rule 13d-1(c), see the listing of the members of the Group attached hereto and incorporated herein by reference as Exhibit A. Page 3 of 14 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION Not applicable Page 4 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1998 /s/ Harry Kletter ------------------------------------------- Harry Kletter Page 5 of 14 Pages CUSIP No. 456314 10 3 13G/A 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON K & R Corporation 61-0891988 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER - 0 - 6. SHARED VOTING POWER 471,704 7. SOLE DISPOSITIVE POWER - 0 - 8. SHARED DISPOSITIVE POWER 471,704 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 471,704 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 24.45% 12. TYPE OF REPORTING PERSON CO Page 6 of 14 Pages ITEM 1. NAME OF ISSUER (a),(b) The name of the issuer of the securities covered by this statement is Industrial Services of America, Inc. The issuer's principal executive offices are located at 7100 Grade Lane, Louisville, Kentucky 40213. ITEM 2. NAME OF PERSON FILING (a),(b),(c) The name of the person filing this statement is K & R Corporation, whose principal business address is 7100 Grade Lane, Louisville, Kentucky 40213. K & R Corporation is a Kentucky corporation. (d),(e) The title of the class of securities covered by this statement is Common Stock, no par value. The CUSIP Number of the Common Stock is 456314 10 3. ITEM 3. STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) Not applicable ITEM 4. OWNERSHIP (a),(b),(c) The number of shares of Common Stock beneficially owned by K & R Corporation as of December 31, 1997 was 471,704 (24.45% of the total shares outstanding). All of such shares are held with shared voting power and shared power of disposition. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Harry Kletter, as sole shareholder, officer and director of K & R Corporation, is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities, covered by this statement. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Pursuant to Rule 13d-1(c), see the listing of the members of the Group attached hereto and incorporated herein by reference as Exhibit A. Page 7 of 14 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION Not applicable Page 8 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1998 K & R CORPORATION By: /s/ Harry Kletter ---------------------------------------- Harry Kletter, President Page 9 of 14 Pages CUSIP No. 456314 10 3 13G/A 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Roberta Kletter ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 200,000 6. SHARED VOTING POWER - 0 - 7. SOLE DISPOSITIVE POWER 200,000 8. SHARED DISPOSITIVE POWER - 0 - 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 200,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.37% 12. TYPE OF REPORTING PERSON IN Page 10 of 14 Pages ITEM 1. NAME OF ISSUER (a),(b) The name of the issuer of the securities covered by this statement is Industrial Services of America, Inc. The issuer's principal executive offices are located at 7100 Grade Lane, Louisville, Kentucky 40213. ITEM 2. NAME OF PERSON FILING (a),(b),(c) The name of the person filing this statement is Roberta Kletter, whose principal business address is 7100 Grade Lane, Louisville, Kentucky 40213. Mrs. Kletter is a citizen of the United States. (d),(e) The title of the class of securities covered by this statement is Common Stock, no par value. The CUSIP Number of the Common Stock is 456314 10 3. ITEM 3. STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) Not applicable ITEM 4. OWNERSHIP (a),(b),(c) The number of shares of Common Stock beneficially owned by Mrs. Kletter as of December 31, 1997 was 200,000 (10.37% of the total shares outstanding). All of such shares are held with sole voting power and sole power of disposition. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Pursuant to Rule 13d-1(c), see the listing of the members of the Group attached hereto and incorporated herein by reference as Exhibit A. Page 11 of 14 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION Not applicable Page 12 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1998 /s/ Roberta Kletter ------------------------------------------ Roberta Kletter Page 13 of 14 Pages EXHIBIT A MEMBERS OF GROUP Harry Kletter K & R Corporation Roberta Kletter Page 14 of 14 Pages -----END PRIVACY-ENHANCED MESSAGE-----